Markets in Financial Instruments Directive

Results: 2330



#Item
981Markets in Financial Instruments Directive / Regulatory compliance / Due diligence / Law / Financial regulation / European Union

COMPLIANCE Certification Programme ORGANISATION SHEET Objective

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Source URL: www.finance.gov.mk

Language: English - Date: 2014-12-04 03:47:11
982Finance / Financial markets / Security / Stock market / Canadian securities regulation / Securities Act / Markets in Financial Instruments Directive / Investment Industry Regulatory Organization of Canada / Exempt market dealer / Financial economics / Financial regulation / Financial system

CSA Notice of Approval Amendments to National Instrument[removed]Marketplace Operation October 23, 2014 I. Introduction The Canadian Securities Administrators (CSA or we) have made amendments to National

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-10-23 12:01:16
983Financial markets / Economics / Banking in Germany / Federal Financial Supervisory Authority / Government of Germany / International Organization of Securities Commissions / Securities Commission / Markets in Financial Instruments Directive / Financial Supervisory Authority / Financial regulation / Financial system / Government

Germany: Financial Sector Assessment Program--Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulations; IMF Country Report[removed]; July 1, 2011

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Source URL: www.imf.org

Language: English - Date: 2011-09-02 15:14:56
984Electronic commerce / Online shopping / Payment Services Directive / Markets in Financial Instruments Directive / Economics / Financial system / Smartfinance / Consumer protection / Consumer organizations / Business

PDF Document

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-27 04:18:05
985Business / Government / Securities Commission / Credit rating agency / U.S. Securities and Exchange Commission / Markets in Financial Instruments Directive / Securities market / Netherlands Authority for the Financial Markets / Jordan Securities Commission / Financial regulation / International Organization of Securities Commissions / Financial system

Kingdom of the Netherlands-Netherlands: Publication of Financial Sector Assessment Program Documentation--Detailed Assessment of Observance on IOSCO Principles and Objectives of Securities Regulation; IMF Country Report

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Source URL: www.imf.org

Language: English - Date: 2011-07-25 15:42:41
986Financial services / Finance / Financial regulation / Markets in Financial Instruments Directive / Financial adviser / Independent Financial Adviser / Mystery shopping / Financial Advisor / Online shopping / Financial economics / Business / Investment

Consumer Market Study on Advice within the Area of Retail Investment Services – Final Report Prepared for: European Commission, Directorate-General Heath and Consumer Protection

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-27 04:18:10
987Extensible Storage Engine / European Union / Financial regulation / Markets in Financial Instruments Directive

FSA UNRESTRICTED[removed]LIST OF NON-LEGAL CORRECTIONS AND CLARIFICATIONS IN THE HANDBOOK This document lists the minor corrections and clarifications that we have recently made to the Handbook, other than those made by H

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Source URL: media.fshandbook.info

Language: English - Date: 2013-01-07 06:13:34
988Markets in Financial Instruments Directive / Finance / Financial services / Financial system / Lehman Brothers / Financial adviser / Investment Policy Statement / Financial economics / European Union / Financial regulation

Notification and justification for the UK Financial Conduct Authority’s (“FCA’s”) requirements relating to safe custody assets and client money, under Article 4 of Directive[removed]EC (“Level 2 Directive”) i

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Source URL: ec.europa.eu

Language: English - Date: 2014-07-01 09:45:18
989European Banking Federation / Law / Finance / Markets in Financial Instruments Directive / Esma / Essential Services Maintenance Act / Bank / Market liquidity / Federal Reserve System / Financial markets / Financial economics / Financial regulation

Brussels, 31 of July 2014 Launched in 1960, the European Banking Federation is the voice of the European banking sector from the European Union and European Free Trade Association countries. The EBF represents the intere

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Source URL: www.ebf-fbe.eu

Language: English - Date: 2014-08-05 05:14:55
990Finance / Banking / Stock market / T2S / Financial regulation / Markets in Financial Instruments Directive / Settlement / Euro / Securities / Financial economics / Investment

Summary of the triparty meeting

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Source URL: www.ecb.europa.eu

Language: English - Date: 2007-07-24 11:46:24
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